Compliance Manager Resume Example

Franklin Price

123 Fake Street | City, State, Zip Code
Cell: 000-000-0000
email@email.com

Professional Summary

Experienced Compliance Manager ready to ensure organization is complying with all its regulatory processes. Background in evaluating testing procedures, preparing for external audits, reviewing reports for regulatory agencies and monitoring oversight procedures with advanced technology. Will collaborate with department heads, management and business partners in the design and implementation of compliance programs, ensuring organization always minimizes operational risk.

Core Qualifications

• Actimize Brokerage Compliance Solutions, RiskKey
• Monitor Compliance Activities
• Regulatory Compliance Documentation
• Internal Investigation and Audits
• Negotiate with Enforcement Agencies

Experience

Compliance Manager – March 2007 to Present
Company Name, City, State

• Managed organization’s product compliance for alignment with regulations and guidelines of RoHS, REACH, PROP65, C-TPAT, the Dodd-Frank Act, etc.
• Develop and execute internal audits, looking for lapses in processes and suggesting adjustments as needed.
• Collaborate with department heads to prepare for external audits.
• Investigate issues with shipments detained due to trademark marking/usage rights.

• Sent to Shanghai plant to incorporate company compliance into manufacturing and trading processes.
• Rotated through retail, supply chain, processing and marketing departments, ensuring all operations were in compliance.
• Collaborated with Licensing Manager on project business plans and carefully reviewed them for compliance.

Education